Job Description

This is a fantastic opportunity for a Regulatory Compliance Consultant to join the upfront entity compliance function within one of Southern Africa’s leading wealth management companies.

This Regulatory Compliance Consultant is Cape Town-based with a CTC of R450K per year.

THE COMPANY

A leader in South African wealth management, this company prioritises compliance while leveraging technology and expert asset management to deliver investment solutions. From institutional strategies to retail offerings, they simplify investing with smart, transparent products. Focused on innovation and client success, they ensure compliance drives growth and shape the future of tech-driven finance & investment in Southern Africa.

THE ROLE 

As Regulatory Compliance Consultant, you will join the upfront entity compliance team. This will entail verifying FICA and FATCA compliance requirements for new investments, monitoring Politically Exposed Persons and adverse media clients before & during client relationships, monitoring & analysing documentation for regulatory anomalies before onboarding clients, and monitoring risk exposure for all new & existing investments within the company’s LISP environment.

REQUIREMENTS

Legal qualification

3+ years regulatory compliance experience

Wealth management industry experience

FICA & FATCA verifications experience

Client/fund/investment onboarding experience